Compliance Manager

Job Locations US-TX-Irving
Posted Date 2 weeks ago(2/12/2018 12:15 PM)


Develops and implements strategies for all activities relating to internal controls. Oversees the design and implementation of internal controls over financial reporting. Manages daily operations in support of Management’s annual assessment of internal controls over financial reporting. Partners with internal audit and business stakeholders to identify process deficiencies and improvements, and report test results to senior management. Stays abreast of changes in regulatory environment to ensure the organization's timely compliance. Serves as liaison between internal and external auditors


  • Role is responsible for complete beginning to end management of the annual compliance cycle for Internal Control over Financial Reporting
    • Works with process owners to ensure documentation is updated and accurate and in accordance with professional standards and auditor expectations.  This includes business and IT control requirements
    • Partners with IA and external auditors to coordinate information flow, execution of process walkthroughs, and execution of control testing
    • Maintains all required audit documentation for each annual cycle
  • Responsible for reviewing, updating, implementation of process improvements, and reporting of proper Segregation of Duties
  • Monitors Compliance/Regulatory environment and works with auditors to plan for and implement any changes
  • Ensures accuracy of and compliance with Company’s Delegations of Authority (expenditure approvals)
  • Works with IA to facilitate our quarterly Disclosure Controls and Self-Assessment process
  • Works with project team to ensure proper Internal Controls are maintained as Company implements new systems
  • Assist Financial Reporting with special projects as needed


  • Education:  Bachelors/4 Yr Degree, CPA required

  • Experience:  3-5 in Compliance, Internal Audit, Financial Reporting, SOX

  • Strong understanding of internal controls, business process analysis, and risk assessment

  • Knowledge of GAAP

  • Critical thinking, strong analytical and organizational skills with high attention to detail

  • Excellent verbal and written communication

  • Build positive working relationships within all levels of the organization
  • Internal Posting Dates: 2/12 - 2/23



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